top of page

FINANCIAL & OPERATIONS PRINCIPAL

(FINRA Series 27)

BMW Management provides monthly & quarterly reporting to FINRA. This includes the preparation of

SIPC – 6 and annual SIPC – 7. We handle the computation of excess net capital requirements for pre and post shareholder distributions.

FINRA Reporting Services

© 2019 by BMW Management CPA, P.C. 

914-761-9195

bottom of page